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Governance

Legal structure

Ownership
Sygnia Limited listed on the Johannesburg Stock Exchange in 2015. The majority shareholding is held by the founders, senior management and staff and our broad-based BEE staff scheme.

The ownership structure fosters a culture of entrepreneurship, excellence and innovation – the three words most closely associated with Sygnia’s success.

Governance
External auditors: Mazars
Internal auditors: PwC
Insurance advisors: Marsh Financial Services
Head of Compliance: Glen MacLachlan compliance@sygnia.co.za

Regulatory licences

FSP
Sygnia Asset Management is a authorised Financial Services Provider (FSP number 873) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Sygnia Life Limited is an authorised financial services provider (FSP 2935) under the Financial Advisory and Intermediary Services Act and licensed linked insurer (I197) under the Insurance Act, 2017
Sygnia Financial Services is a authorised financial services provider (FSP number 44426) in terms of the Financial Advisory and Intermediary Services Act, 2002 and is an approved benefit administrator in terms of Section 13B of the Pension Funds Act, 1956.
Sygnia Securities (Pty) Ltd is a authorised financial services provider (FSP number 45818) in terms of the Financial Advisory and Intermediary Services Act, 2002. Sygnia Securities is an execution-only stockbroker and an authorised member of the Johannesburg Stock Exchange.
Sygnia Benefit Administrators is a authorised financial services provider (FSP number 5538) in terms of the Financial Advisory and Intermediary Services Act, 2002 and is an approved benefit administrator in terms of Section 13B of the Pension Funds Act, 1956.
Sygnia Consultants (Pty) Ltd is a authorised financial services provider (FSP number 5667) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Sygnia Collective Investments (RF) (Pty) Ltd is an approved collective investment scheme manager registered with the Financial Services Conduct Authority in terms of the Collective Investment Schemes Control Act, 2002.
Sygnia Itrix RF (Pty) Ltd is an approved collective investment scheme manager registered with the Financial Services Conduct Authority in terms of the Collective Investment Schemes Control Act, 2002.
WealthFoundry (Pty) Ltd is a registered financial services provider (FSP number 49421) in terms of the Financial Advisory and Intermediary Services Act, 2002

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